Compliance Ireland - Financial Services Regulation Training and Consulting

Our aim is to provide you with the most comprehensive and up-to-date training available in Ireland.
Our mission is to enable you to get on top of regulatory developments and to show you how to implement changes in your business; so you can comply with new requirements in the most efficient and cost-effective manner possible.

Regulation shouldn't disrupt your business, it should integrate with your everyday business procedures and processes.

Courses we provide

We provide the following courses:

4th Anti-Money Laundering Directive	Briefing (2 hrs)
AML in Practice: Implementation of Current Legislation and Guidance	Briefing (2 hrs)
Anti- Money Laundering Refresher Course	Briefing (2 hrs)
Anti-Money Laundering/Counter-Terrorist Financing	Full Day
Capital Requirements Directive III For Investment Firms	Briefing (2hrs)
Capital Requirements Directive IV	Full Day
Central Bank Inspections & Enforcement	Half Day
Code of Conduct on Mortgage Arrears	Briefing (2 hrs)
Companies Act 2014	Half Day
Consumer Protection Code - Advertising Requirements	Half Day
Consumer Protection Code 2012	Half Day
Corporate Governance	Half Day
Data Protection & How to Conduct a Data Protection Audit	Full Day
Director Duties & Corporate Governance	Full Day
Establishing the Internal Audit Function	Half Day
Ethics	Briefing (2 hrs)
General Data Protection Regulation	Half Day
Governance & Oversight of Outsourced Activities	Briefing (2 hrs)
Implementing Fitness & Probity in your Business	Briefing (2 hrs)
Implementing the AIFM Directive	Half Day
Implementing UCITS V	Half Day
Insurance Distribution Directive	Half Day
Introduction to Financial Services Regulation in Ireland	Half Day
MiIFD 2	Full Day
Minimum Competancy Code	Half Day
Payment Services Directive II	Briefing (2 hrs)
PRISM	Lunchtime Briefing
Risk-Based Compliance Monitoring	Full Day
Role of the Compliance Officer – for Bank & Investment Firms	Full Day
SME Regulations	Briefing (2 hrs)
Treating Customers Fairly & Complaints Handling	Half Day
Understanding Funds in Ireland	Half Day
Understanding Solvency II	Full Day
Whistleblowing	Briefing (2 hrs)

Where we train

Our full day courses take place at the at 38/39 Fitzwilliam Square, Dublin 2. Our half day courses, two hour briefings and lunch briefings take place at our offices at 38/39 Baggot Street Lower, Dublin 2. Our seminars take place in various locations around the country, the details of the venues will be included in the seminar announcements.

About our trainers

Our trainers are a mix of qualified solicitors, barristers and accountants and in addition to their experience as regulatory and business consultants, are appointed as non-executive directors to financial companies.

To download Joseph Shannon's CV - click here

To download Kevin O'Doherty's CV - click here

To download AnneMarie Whelan's CV - click here

Who do we train?

In a nutshell, we train and deliver compliance, corporate governance, risk and other regulatory presentations:

to businesses just like yours. Our clients include Irish and UK financial services firms, law firms, universities, telecom businesses and government bodies.
to people just like you. Our attendees include Company Directors, Compliance Officers, MLROs, Regulators, Accountants, Lawyers, Human Resources professionals and Civil Servants.