AnneMarie Whelan is a regulatory trainer and regulatory consultant at Compliance Ireland.
AnneMarie is a Barrister and holds a Bachelor of Civil Laws from University College Dublin.
Before joining Compliance Ireland, AnneMarie practised at the Bar of Ireland for 9 years
specialising in Criminal law. This invovled exposure to Anti-Money Laundering and Data
Protection legislation.
AnneMarie has also spoken at a number of conferences and lectured Law and Ethics to the
Institute of Accounting Technicians.
Email: annemarie@complianceireland.com
Phone: + 353 1 425 5972
Joseph ShannonJoseph Shannon was promoted to CEO of Compliance Ireland in September 2015. He is also Head Regulatory Trainer and Regulatory Consultant.
Joseph Shannon is a Barrister and holds an LLM in International Criminal law with specific emphasis in Terrorist Financing from National University of Ireland Galway.
Before joining Compliance Ireland in 2011, Joseph was managing director of an Employment Law and Human Resource management Training practice. From this, Joseph has extensive experience in all areas of Employee Relations, Industrial Relations, employee policies and procedures, disciplinary and grievance procedures and dealing with bullying, harassment and sexual harassment in the workplace.
Through his work with Compliance Ireland, Joseph has gained further expertise in Training and providing advice on the Consumer Protection Code, Minimum Competency Code, Ethics, Fit and Proper Regime, all areas of Corporate Governance as well as Anti-Money Laundering and Data Protection requirements for firms. He has advised firms on Enforcement proceedings as well as providing guidance to entities on PRISM. Joseph also has considerable experience in the authorisation process for MiFID firms, Insurance Undertakings, Insurance Intermediaries, FX Brokerages and Payment Service Institutions.
Joseph has also spoken extensively at industry conferences and has lectured for a number of professional bodies.
Email:joseph@complianceireland.com
Phone: +353 1 425 5972
Click here for Joseph's CV
Compliance Ireland is a financial services management consultancy based in Adelaide Road, Dublin 2. We specialise in regulatory affairs for the Irish financial services sector, handling both domestic and IFSC businesses.
Compliance Ireland is a 100% Irish-owned company. Compliance Ireland was founded in November 2006.
Click to find out more about our Principal Kevin O'Doherty
We are a multi-disciplinary management consultancy practice and we take a rounded approach to your business. As qualified professionals by training we analyse the regulations affecting your business. As people with extensive business experience (we act as non-executive directors to a number of financial companies) we help you understand the impact of regulations and how to implement them in your specific business. We offer you unparalleled expertise and practical, workable solutions that can actually be implemented.
Meet Our Team
- Kevin O'Doherty - Principal
- Joseph Shannon - Consultant
- Annemarie Whelan - Regulatory Trainer
- Aisling Folens - Training Manager
We also operate Ireland’s only websites dedicated purely to anti-money laundering issues and data privacy issues:
www.antimoneylaundering.ie / www.privacy.ie
Compliance Ireland Regulatory Services Limited
13 Adelaide Road
Dublin 2
D02 P950
Ireland
Tel: +353 1 425 5962
email@complianceireland.com
Kevin O DohertyKevin is a Fellow of the Institute of Chartered Accountants in Ireland. He holds a Master of Business Studies (Finance) and a Postgraduate Diploma in Professional Accounting, both from University College Dublin. In 2011, Kevin qualified as a Chartered Director.
Before joining Compliance Ireland as a Principal in November 2006, Kevin was the managing director of a large IFSC custodian company, a position he held for eight years. From this, Kevin has extensive operational experience in securities custody and banking operations as well as the fiduciary trustee requirements. Prior to this, Kevin worked in a number of fund administration roles for both long-only and hedge funds.
Kevin currently serves as a non-executive director for a number of financial services firms and has been approved by the Central Bank of Ireland as a fit and proper person.
Kevin has considerable experience regarding the legislation and regulations relating to MiFID firms and investment funds, as well as anti money laundering and data protection requirements. Kevin served for a number of years on the Funds Working Group of the Association of Compliance Officers in Ireland. Kevin served for a number of years on the Alternatives and Trustee Committees of the Irish Funds Industry Association and was a joint author of the AIMA/IFIA 'Sound Practices Guide for Hedge Fund Administrators'.
He has also spoken extensively at industry conferences and has lectured for a number of professional bodies.
To download Kevin O'Doherty's CV - click here