KEVIN O'DOHERTY writes about the growing industry discomfort with what is been perceived as 'the one-sided and unfair enforcement process' and he reviews some of the submissions to the Central Bank commenting on Consultation Paper 57 ‘Inquiry Guidelines to be prescribed pursuant to section 33BD of the Central Bank 1942 (as amended)’ ('CP57') He highlights Dillon Eustace’s submission to the Central Bank on CP57 in which the law firm expresses concern that 'some or all of Part III C of the Central Bank Act 1942 may potentially be unconstitutional'.

 

Newstalk 106 Radio, Business Breakfast with Ian Guider

Kevin O'Doherty, Director of Compliance Ireland, discusses the submissions made for the Central Bank's Consultation Paper 57 and the friction between the Regulator and the financial services sector regarding enforcement with Jon Ihle of the Sunday Business Post.

Click here to download the MP3 file.

Newstalk 106 Radio, Business Breakfast with Ian Guider

Kevin O'Doherty, Director of Compliance Ireland, discusses Consultation Paper 58 and the Central Bank's efforts to update the handling of inside information.

MP3 file. [1.2MB 5m13s]

Finance Dublin, August 2012 edition

Joseph Shannon, Associate at Compliance Ireland, analyses the pattern of enforcement actions taken by the Central Bank of Ireland and likely future directions.

Finance Dublin, December 2012 edition

Kevin O'Doherty, Director at Compliance Ireland, reviews the year's work at the Central Bank of Ireland and likely future directions for regulation.

Kevin O'Doherty comments on the regulation of CFD and financial spread-betting firms in an article by Philip Connolly.

Institute of Internal Auditors Annual Conference held on 9th October 2014.

Kevin O'Doherty, Director of compliance RIeland discusses Corporate Fraud.

PDF file of conference slides.